State securities regulators are on the ground every day—protecting investors, stopping scams, and taking action when fraud strikes. 🎥Watch how state securities regulators protect Main Street investors: youtu.be/P_YSkJcm4Fs?si=S2MO… 1/2

Financial Planning Month tip: Don't judge a financial professional by their title alone. Check registration. Ask questions. Review disclosures. More info: bit.ly/beyond-the-title #FinancialPlanningMonth #InvestorProtection

TODAY: NASAA announces settlement with Wells Fargo and Merrill Lynch over excessive commissions on small-dollar trades. To learn more: bit.ly/nasaa-excessive-commi…

The NASAA Investor Protection and Education Foundation is seeking its first Executive Director! Shape the future of investor protection. Apply now: nasaa.org/about/careers/ #Leadership #InvestorEducation

NASAA's 2026 Investment Adviser Section Annual Report highlights resources developed for regulators and investment advisers, along with data on adviser registration across jurisdictions. Read the report: bit.ly/2026-ia-section-repor… #InvestorProtection #FinancialRegulation

Don't let a title do all the talking. Financial professionals may use titles that sound authoritative, but investors should look beyond the label. Learn what to consider in our investor alert: bit.ly/beyond-the-title #investoreducation #NASAA

Not every finfluencer is a financial expert. Learn how to spot red flags, recognize paid promotions, and make informed investment decisions. Our latest investor alert explains more: bit.ly/spot-finfluencer-red-… #investoreducation #NASAA #finfluencer

Congratulations to Elizabeth Bowling, Tennessee’s Assistant Commissioner for Securities, on becoming NASAA President for 2026-2027. President Bowling also announced NASAA’s new Board of Directors. Learn more: bit.ly/NASAA-New-Leaders-202…

Investment scams have cost investors billions, and fraudsters keep evolving. This #WorldInvestorWeek, learn how to recognize scams, verify claims, and protect your money: bit.ly/WIWInvestorTips #WIW2026 #FraudPrevention #NASAA

Tokenization is reshaping capital markets. At #NASAA2026, our panel, “Tokenized Securities: Reshaping Markets and Regulation?”, will discuss the opportunities and challenges it presents for regulators and investors. Oct. 4-6 in Chicago. bit.ly/nasaa2026fall

Don't miss NASAA's Prediction Markets panel. Experts will explore regulatory developments, emerging risks, and investor protection considerations in this rapidly evolving space. Oct. 4-6, 2026. Register: bit.ly/nasaa2026fall #NASAA2026

The NASAA Investor Protection and Education Foundation is seeking its first Executive Director! Shape the future of investor protection. Apply now: nasaa.org/about/careers/ #Leadership #InvestorEducation

New episode: Real Life Regulators — The Nest Egg Nabber. NASAA talks with the Washington State Securities Division about a financial adviser who exploited an elderly widow and stole from her nest egg. Listen now: player.captivate.fm/episode/…

Be a part of NASAA’s inaugural Regulatory Systems and Services Symposium, Nov. 17–18 in Dallas. Read the release and register: bit.ly/NASAA-RSS26

The biggest conversations in securities regulation are happening next week. Join regulators and industry leaders as they discuss emerging technologies, tokenization, prediction markets, and more. 📅 Oct. 4-6 📍 Chicago + Virtual bit.ly/nasaa2026fall #NASAA2026

From prevention and detection to reporting and intervention, experts discuss strategies for protecting older investors in NASAA's recorded webinar, Spotlight on Seniors: Navigating the Challenges of Combatting Elder Financial Exploitation. Watch now: 🎥 youtu.be/TEt02wPg2Ls?si=KA_v…

How can regulators keep pace with innovation while protecting investors? Our #NASAA2026 panel, "Tokenized Securities: Reshaping Markets and Regulation?" explores the future of tokenization and oversight. 🔗 bit.ly/nasaa2026fall

🚨 NEW INVESTOR ALERT 🚨 That "easy money" work-from-home job could be a scam. Our latest investor alert explains how money mule schemes work, the red flags to watch for, and how unsuspecting people can end up helping criminals move stolen funds. 🔗 bit.ly/DontBeAMule

NASAA announced that IARD system fees for state-registered investment adviser firms will remain waived through 2027. IAR set-up and annual fees remain unchanged at $15. More: bit.ly/NASAAIARD2027 #IARD #InvestmentAdvisers #SecuritiesRegulation